Richard Green
Richard Green is a registered investment advisor at Simplyria Advisor Network, based in San Diego, CA, with 22 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Education Planning, Estate Planning, and 7 more. Their firm serves 602 clients with $210M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 3.00% |
Advisory fees are negotiable and will not exceed 3.00% annually. A minimum annual fee of $300 per account may apply. Certain accounts may also incur a $35 annual technology fee.
Fee Estimator
Location
3665 Ruffin Rd, Ste 204, San Diego, CA, 92108
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 2018Customer Dispute
June 2018Other Business ActivitiesSells Insurance
Richard is the CEO and co-owner of WMA Enterprises, an accounting firm, spending about 10-20% of his time on this activity. He also works as an independent insurance agent for Bastion Wealth Management, dedicating about 35-40% of his time to insurance product sales.
Employment History
Current Registrations
Simplyria Advisor Network
Previous Registrations
Alpha Global Investments
Alpha Global Investments
Amerivest Investment Management, LLC
TD Ameritrade, INC.
Wm Financial Services, INC.
A. G. Edwards & Sons, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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