SimplyRIA Advisor Network operates as a network of independent financial advisors and investment professionals who provide personalized investment management and financial planning services. Operating under the legal name Caitlin John, LLC, the firm offers comprehensive wealth management, including retirement income planning, tax-aware investment strategies, cash flow analysis, and portfolio monitoring. Advisors work with individuals, families, business owners, and retirement plans to build tailored portfolios using a mix of individual stocks, bonds, mutual funds, exchange-traded funds, and third-party managers. The firm tailors its approach to each client's specific goals, risk tolerance, and time horizon, and allows clients to set reasonable investment restrictions. In addition to ongoing portfolio management, the firm offers standalone financial planning, consulting for assets held away from the firm, and specialized advisory services. While the primary approach relies on human advisors, the firm emphasizes customized strategies and direct client relationships.
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 3.00% |
Advisory fees are negotiable and will not exceed 3.00% annually. A minimum annual fee of $300 per account may apply. Certain accounts may also incur a $35 annual technology fee.