Douglas Dikijian
Douglas Dikijian is a registered investment advisor at Nomura Investment Management Business Trust, based in Philadelphia, PA, with 27 years of industry experience. Douglas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Socially Responsible Investing. Their firm serves 287 clients with $140B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $25.0M | 1.00% |
| $25.0M - $50.0M | 0.80% |
| $50M+ | 0.75% |
Representative fee schedule varies significantly by strategy and asset class. The schedule shown reflects the highest standard equity strategy (US Small Cap Value Equity). Fixed income strategies generally range from 0.10% to 0.60%. Fees are negotiable.
Fee Estimator
Location
610 Market Street, Philadelphia, PA, 19106
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Nomura Investment Management Business Trust
Delaware Distributors, L.P.Broker
Previous Registrations
Blackrock Investments, LLCBroker
Morgan StanleyBroker
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley Dw INC.Broker
UBS International INC.Broker
Ust Securities CORP.Broker
UBS Painewebber INC.Broker
Nathan & Lewis Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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