BD
BD

Brian Duggan

29 Years of Experience
Troy, MI
BrokerSells Insurance

Brian Duggan is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Troy, MI, with 29 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

Loading...

Location

201 W Big Beaver Rd, Ste 930, Troy, MI, 48084

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Brian may earn commissions from selling non-variable life, health, annuity, and/or disability income insurance products. He also owns several real estate and holding companies, dedicating about half of his time to BMD Holdings, LLC and minimal time to the others.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
January 2010 - Present · 16 yrs 4 mos
Northwestern Mutual Investment Services, LLCBroker
October 1996 - Present · 29 yrs 7 mos
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
October 1996 - January 2002 · 5 yrs 3 mos
State Registrations35 states
AKARAZCACODCFLGAIAIDILINKYLAMAMDMIMNMOMSNCNDNJNVNYOHORPASCTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.