Thomas Boles
Thomas Boles is a registered investment advisor at Cetera Investment Advisers LLC, based in San Diego, CA, with 29 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1011 Camino Del Rio S Ste 530, San Diego, CA, 92108
Get directionsHistory
Regulatory History (4)
Customer Dispute
February 2017Customer Dispute
October 2012Customer Dispute
May 2006Customer Dispute
April 2000Other Business ActivitiesSells Insurance
Thomas is a fixed insurance agent and president/owner of United Financial Consultants Inc, managing its day-to-day operations and renting office space. He also owns Telesis Financial (financial services) and works as a tax preparer & IRS enrolled agent for Telesis Tax & Financial, and is the treasurer for Coastal Dragons Rugby Inc, dedicating minimal time to it.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Multi-Financial Securities CorporationBroker
Cetera Advisors LLC
Linsco/private Ledger CORP.
Linsco/private Ledger CORP.Broker
H&r Block Financial Advisors, INC.
H&r Block Financial Advisors, INC.Broker
Presidential Brokerage, INC.Broker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.