PM
PM

Patrick Mclaughlin

29 Years of Experience
Gold River, CA
Broker

Patrick Mclaughlin is a registered investment advisor, based in Gold River, CA, with 29 years of industry experience.

Location

2377 Gold Meadow Way Ste 100, Gold River, CA, 95670

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Patrick is a sole proprietor providing non-CPA accounting and tax preparation services since 2009. He also works full-time as an advisor under the DBA McLaughlin Wealth Advisor, offering only First Allied products, since 2017.

Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Advisory Services, INC.
July 2012 - November 2020 · 8 yrs 4 mos
First Allied Securities, INC.
December 2006 - July 2012 · 5 yrs 7 mos
First Allied Securities, INC.Broker
March 2004 - September 2022 · 18 yrs 6 mos
Quick & Reilly, INC.
November 2002 - March 2004 · 1 yr 4 mos
Quick & Reilly, INC.Broker
July 2002 - March 2004 · 1 yr 8 mos
Salomon Smith Barney INC.
September 2000 - July 2002 · 1 yr 10 mos
Salomon Smith Barney INC.Broker
August 2000 - July 2002 · 1 yr 11 mos
Painewebber IncorporatedBroker
September 1996 - September 2000 · 4 yrs
State Registrations18 states
AKAZCACOFLIDINMNMTNENMNVNYOHORTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.