Rohit Dhawan
Rohit Dhawan is a registered investment advisor at Wells Fargo Advisors, based in Palo Alto, CA, with 27 years of industry experience. Rohit is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
301 University Ave 2nd Fl, Palo Alto, CA, 94301
Get directionsHistory
Regulatory History (2)
Customer Dispute
November 2008Criminal
September 1998Other Business Activities
Rohit has a 14% ownership stake in 953 Treat Avenue, LP, an investment-related entity, since 2015. He also owns rental property in San Francisco since 2014, dedicating minimal time to these activities.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
Morgan StanleyBroker
Morgan Stanley
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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