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David Arquilla

29 Years of Experience
Oak Brook, IL
1 DisclosureBroker

David Arquilla is a registered investment advisor at Wells Fargo Advisors, based in Oak Brook, IL, with 29 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1515 W 22nd St Ste 700, Oak Brook, IL, 60523

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2000
Settled
Other Business Activities

David inherited a 25% ownership in RMJD Partnership in 1995, which is investment-related. He spends minimal time on this passive timeshare.

Employment History
Current Registrations
Wells Fargo Advisors
May 2018 - Present · 8 yrs 5 mos
Wells Fargo Clearing Services, LLC
May 2018 - Present · 8 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
May 2018 - Present · 8 yrs 5 mos
Previous Registrations
UBS Financial Services INC.
January 2009 - June 2018 · 9 yrs 5 mos
UBS Financial Services INC.Broker
January 2009 - June 2018 · 9 yrs 5 mos
Citigroup Global Markets INC.
March 2001 - February 2009 · 7 yrs 11 mos
Citigroup Global Markets INC.Broker
September 1997 - February 2009 · 11 yrs 5 mos
State Registrations43 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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