LC
LC
Lee Cohen
27 Years of Experience
San Rafael, CA
1 DisclosureBroker
Lee Cohen is a registered investment advisor at Raymond James & Associates, INC., based in San Rafael, CA, with 27 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
4000 Civic Center Drive, Suite 500, San Rafael, CA, 94903
Get directionsHistory
Regulatory History (1)
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Customer Dispute
October 2014Denied
Employment History
Current Registrations
Raymond James & Associates, INC.
September 2023 - Present · 2 yrs 8 mos
Raymond James & Associates, INC.
September 2023 - Present · 2 yrs 8 mos
Raymond James & Associates, INC.Broker
September 2023 - Present · 2 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2011 - September 2023 · 12 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
January 2011 - September 2023 · 12 yrs 8 mos
Wells Fargo Investments, LLC
June 2009 - January 2011 · 1 yr 7 mos
Wells Fargo Investments, LLCBroker
June 2009 - January 2011 · 1 yr 7 mos
Chase Investment Services CORP.
May 2009 - July 2009 · 2 mos
Chase Investment Services CORP.Broker
May 2009 - July 2009 · 2 mos
Wamu Investments, INC.
July 2007 - May 2009 · 1 yr 10 mos
Wamu Investments, INC.Broker
September 1999 - May 2009 · 9 yrs 8 mos
Painewebber IncorporatedBroker
July 1998 - July 1999 · 1 yr
State Registrations5 states
AZCANVORVT
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.