Nicholas Drew is a registered investment advisor, based in Tomball, TX, with 29 years of industry experience. Nicholas is also registered as a broker, so some compensation may come from commissions on products sold.
Location
11607 Spring Cypress Road, Suite B, Tomball, TX, 77377
Get directionsHistory
Regulatory History (9)
Judgment / Lien
February 2020Judgment / Lien
March 2015Judgment / Lien
January 2015Judgment / Lien
November 2014Judgment / Lien
June 2014Regulatory
November 2013Customer Dispute
June 2012Customer Dispute
March 2012Customer Dispute
February 2012Other Business ActivitiesSells Insurance
Nicholas co-owns Retro DJ To Go, LLC, providing disc jockey services, and acts as Attorney-In-Fact for Lakes At Cypress Hill Home Owners Association, handling accounting. He is also a consultant for Vast Solutions Group, providing life insurance consultation, and owns Churchill Wealth Advisors, offering financial planning, investment, and insurance services, taking about a quarter of his time.
Employment History
Current Registrations
Modern Capital Securities INC.Broker
Modern Capital Securities INC.
Modern Capital Advisors, LLC
Previous Registrations
Modern Capital Advisors, LLC
Liberty Partners Financial Services, LLCBroker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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