SF
SF

Steven Flack

29 Years of Experience
Cedar Falls, IA
1 DisclosureBrokerSells Insurance

Steven Flack is a registered investment advisor at Ameriprise Financial Services, LLC, based in Cedar Falls, IA, with 29 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

2708 Bicentennial Drive, Suite B, Cedar Falls, IA, 50613

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2009
Denied
Other Business ActivitiesSells Insurance

Steven is an independent insurance broker with Allianz Life Insurance Company of North America since 2013. The filing does not specify how much time this activity requires.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
January 1999 - Present · 27 yrs 9 mos
Ameriprise Financial Services, LLCBroker
October 1996 - Present · 30 yrs
Previous Registrations
Ids Life Insurance CompanyBroker
October 1996 - July 2006 · 9 yrs 9 mos
State Registrations35 states
AKARAZCACOCTDCDEFLGAIAILINKSKYLAMAMIMNMOMSNCNENHNYOHORPASCSDTNTXVAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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