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Todd Glaw

38 Years of Experience
Cedar Falls, IA
3 DisclosuresBroker

Todd Glaw is a registered investment advisor at Ameriprise Financial Services, LLC, based in Cedar Falls, IA, with 38 years of industry experience. Todd operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

4600 University Ave, Cedar Falls, IA, 50613

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
February 2024
Judgment / Lien
December 2017
Customer Dispute
February 2006
Denied
Other Business Activities

Todd is involved with Summit Management Group, LLC since January 2022, dedicating minimal time. This activity is not investment-related.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
January 1999 - Present · 27 yrs 8 mos
Ameriprise Financial Services, LLC
October 1989 - Present · 36 yrs 11 mos
Ameriprise Financial Services, LLCBroker
October 1989 - Present · 36 yrs 11 mos
Previous Registrations
Ids Life Insurance CompanyBroker
October 1989 - July 2006 · 16 yrs 9 mos
Kingland Capital CorporationBroker
November 1988 - October 1989 · 11 mos
Integrated Resources Equity CorporationBroker
January 1988 - November 1988 · 10 mos
Nwnl Management CorporationBroker
October 1987 - January 1988 · 3 mos
State Registrations14 states
AZCACOFLGAIAILKSMNNCNETXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Todd Glaw - Financial Advisor | TrueAdvisor