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Mark Lilley

29 Years of Experience
San Juan, PR
6 DisclosuresBroker

Mark Lilley is a registered investment advisor at UBS Financial Services INC., based in San Juan, PR, with 29 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

250 Munoz Rivera Avenue, San Juan, PR, 00918

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2023
Denied
Customer Dispute
May 2019
Closed-No Action
Customer Dispute
May 2018
Settled
Customer Dispute
May 2016
Settled
Customer Dispute
April 2016
Settled
Customer Dispute
August 2014
Settled
Other Business Activities

Mark is a general partner and owner of MLCT Investments LLC, a passive LLC for investing personal funds with his wife. He spends minimal time on this activity, which is primarily for tax purposes and personal investments.

Employment History
Current Registrations
UBS Financial Services INC.
February 2026 - Present · 3 mos
UBS Financial Services INC.Broker
February 2026 - Present · 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2008 - February 2026 · 17 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2008 - February 2026 · 17 yrs 4 mos
UBS Financial Services INC.Broker
January 2002 - October 2008 · 6 yrs 9 mos
Doral Securities, INC.Broker
June 2000 - January 2002 · 1 yr 7 mos
UBS Financial Services Incorporated of Puerto RicoBroker
October 1996 - October 2008 · 12 yrs
Painewebber IncorporatedBroker
October 1996 - June 2000 · 3 yrs 8 mos
State Registrations18 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mark Lilley - Financial Advisor | TrueAdvisor