Mark Lilley
Mark Lilley is a registered investment advisor at UBS Financial Services INC., based in San Juan, PR, with 29 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
250 Munoz Rivera Avenue, San Juan, PR, 00918
Get directionsHistory
Regulatory History (6)
Customer Dispute
May 2023Customer Dispute
May 2019Customer Dispute
May 2018Customer Dispute
May 2016Customer Dispute
April 2016Customer Dispute
August 2014Other Business Activities
Mark is a general partner and owner of MLCT Investments LLC, a passive LLC for investing personal funds with his wife. He spends minimal time on this activity, which is primarily for tax purposes and personal investments.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
UBS Financial Services INC.Broker
Doral Securities, INC.Broker
UBS Financial Services Incorporated of Puerto RicoBroker
Painewebber IncorporatedBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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