Donato Settanni
Donato Settanni is a registered investment advisor at Settanni Financial LLC, based in Katonah, NY, with 29 years of industry experience. Donato operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 160 clients with $400M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 1.75% |
| $1.0M - $3.0M | 1.50% |
| $3.0M - $10.0M | 1.25% |
| $10.0M - $50.0M | 1.00% |
| $50.0M - $100.0M | 0.75% |
| $100M+ | 0.75% |
Fees may be negotiable at the sole discretion of the Advisor. If the Client engages the Advisor for its wealth management services, the Client will pay a single fee for investment management, financial planning, taxes and estate planning.
Fee Estimator
Location
Katonah, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Donato is the CEO of Sutton Place Investors DBA Settanni Financial, a registered investment advisor, and a sole proprietor for accounting and tax preparation services. He also sells life insurance, annuities, and long-term care insurance, dedicating minimal time to this activity.
Employment History
Current Registrations
Settanni Financial LLC
Purshe Kaplan Sterling InvestmentsBroker
Previous Registrations
Cetera Financial Specialists LLCBroker
C. J. M. Planning CORP.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.