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Justin Cappadona

29 Years of Experience
Fort Mill, SC
1 DisclosureBroker

Justin Cappadona is a registered investment advisor at LPL Financial LLC, based in Fort Mill, SC, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1055 Lpl Way, Fort Mill, SC, 29715

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2025
Denied
Other Business Activities

Justin is involved in agriculture/farming at Cappadona Ranch since 2017, dedicating minimal time to this venture. This activity is not investment-related.

Employment History
Current Registrations
LPL Financial LLCBroker
March 2026 - Present · 4 mos
LPL Financial LLC
March 2026 - Present · 4 mos
LPL Financial LLC
March 2026 - Present · 4 mos
Previous Registrations
Raymond James & Associates, INC.
October 2016 - March 2026 · 9 yrs 5 mos
Raymond James & Associates, INC.Broker
October 2016 - March 2026 · 9 yrs 5 mos
Morgan StanleyBroker
June 2009 - November 2016 · 7 yrs 5 mos
Morgan Stanley
June 2009 - November 2016 · 7 yrs 5 mos
Morgan Stanley & CO. Incorporated
May 2008 - June 2009 · 1 yr 1 mo
Morgan Stanley & CO. IncorporatedBroker
May 2008 - June 2009 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 1996 - June 2008 · 11 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1996 - June 2008 · 11 yrs 9 mos
State Registrations4 states
ALOKTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.