BC
BC

Brian Cox

29 Years of Experience
Wayzata, MN
1 DisclosureBroker

Brian Cox is a registered investment advisor at UBS Financial Services INC., based in Wayzata, MN, with 29 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

681 East Lake Street, Suite 354, Wayzata, MN, 55391

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History

Regulatory History (1)
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Customer Dispute
February 2022
Settled
Employment History
Current Registrations
UBS Financial Services INC.
February 2014 - Present · 12 yrs 3 mos
UBS Financial Services INC.Broker
April 1998 - Present · 28 yrs 1 mo
UBS Financial Services INC.
April 1998 - Present · 28 yrs 1 mo
Previous Registrations
Painewebber IncorporatedBroker
March 1998 - April 1998 · 1 mo
Piper Jaffray INC.Broker
October 1996 - April 1998 · 1 yr 6 mos
State Registrations35 states
AKAZCACOCTFLGAIAILINKSMAMEMIMNMTNCNDNHNJNVNYOHOKORPARISCSDTNTXUTVAWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.