David Tate is a ChFC-designated registered investment advisor at Ep Wealth Advisors, based in Torrance, CA, with 23 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Tax Planning. Their firm serves 14,834 clients with $36B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
EP Wealth Advisors offers investment management services for a fee based on a percentage of the value of your portfolio. The fee is billed either quarterly in advance or quarterly in arrears. The fees for non-discretionary accounts are higher than those for discretionary accounts. Fees are negotiable based on factors like the size and complexity of the relationship. The firm may combine account values of family members to determine the applicable advisory fee. You can terminate the agreement with written notice and receive a pro-rata refund of unearned fees.
Location
21535 Hawthorne Blvd, Suite 400, Torrance, CA, 90503
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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David is a member of WGT Properties, LLC, a family limited partnership, with no active participation. He also maintains Tate Financial, a special purpose S-Corp, and works as a health coach for Optiva, dedicating minimal time to each.
Employment History
Current Registrations
Ep Wealth Advisors
Previous Registrations
Financial Insight Center
Questar Asset Management, INC.
J P Turner & Company Capital Management, LLC
Beneficial Investment Services, INC.
Allegis Advisors, INC.
Esi Financial Advisors
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.