Diane Edwards
Diane Edwards is a registered investment advisor at LPL Financial LLC, based in San Antonio, TX, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
San Antonio, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Diane operates Edwards & Associates Financial Services, Inc. as a DBA for LPL business, dedicating full-time hours to it. She also spends minimal time on fixed annuities & life insurance sales and owns Edwards Whisper Falls, LLC for real estate rental. Additionally, Diane operates Beartas LLC as a DBA for LPL business, dedicating about half of her time to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Kovack Advisors, INC.
Kovack Securities INC.Broker
UBS Financial Services INC.Broker
UBS Financial Services INC.
Edwards/olsen Financial Services, INC.
Rk Advisors
Kovack Securities INC.Broker
Metropolitan Financial Services, INC.
Metropolitan Investment Securities, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.