Willie Stokes is a registered investment advisor, based in Charlotte, NC, with 24 years of industry experience.
Location
214 North Tryon Street, Charlotte, NC, 28202
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Truist Advisory Services, INC.
January 2026 - Present · 4 mos
Truist Investment Services, INC.Broker
January 2026 - Present · 4 mos
Truist Investment Services, INC.
January 2026 - Present · 4 mos
Previous Registrations
Tiaa-Cref Individual & Institutional Services, LLCBroker
September 2021 - January 2026 · 4 yrs 4 mos
Advice and Planning Services
September 2021 - January 2026 · 4 yrs 4 mos
Innovation Partners LLCBroker
December 2019 - August 2021 · 1 yr 8 mos
MML Investors Services, LLCBroker
March 2017 - June 2019 · 2 yrs 3 mos
Msi Financial Services, INC.Broker
July 2015 - March 2017 · 1 yr 8 mos
Hewitt Financial Services LLCBroker
March 2011 - July 2014 · 3 yrs 4 mos
Hewitt Financial Services LLC
March 2011 - May 2011 · 2 mos
LPL Financial Corporation
December 2008 - January 2010 · 1 yr 1 mo
LPL Financial CorporationBroker
April 2008 - January 2010 · 1 yr 9 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
November 2006 - February 2008 · 1 yr 3 mos
Chase Investment Services CORP.Broker
June 2005 - November 2005 · 5 mos
TD Waterhouse Investor Services, INC.Broker
June 1998 - May 2005 · 6 yrs 11 mos
The Dreyfus Service CorporationBroker
December 1997 - June 1998 · 6 mos
State Street Securities, INC.Broker
June 1997 - August 1997 · 2 mos
Investors Associates, INC.Broker
April 1997 - June 1997 · 2 mos
Alden Capital Markets, INC.Broker
March 1997 - March 1997 · 0 mos
Americorp Securities, INC.Broker
January 1997 - March 1997 · 2 mos
Royce Investment Group, INC.Broker
December 1996 - January 1997 · 1 mo
State Registrations1 state
NC
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.