David Kelly is a CFA-designated registered investment advisor at Three Lakes Advisors, INC., based in Greenwich, CT, with 28 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 10 clients with $19M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.50% |
| $5.0M - $10.0M | 1.00% |
| $10M+ | 0.75% |
Fees are flexible and negotiable.
Fee Estimator
Location
Greenwich, CT
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David is an independent Trustee of the Abacus FCF ETF Trust (formerly TrimTabs ETF Trust) since 2015. He dedicates a few hours per week to this role.
Employment History
Current Registrations
Three Lakes Advisors, INC.
Previous Registrations
Three Lakes Advisors, INC.
Three Lakes Advisors, INC.
State Registrations1 state
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