Richard Holt is a CFA-designated registered investment advisor at Ima Advisory Services, INC., based in Wichita, KS, with 25 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 5 more. Their firm serves 579 clients with $3.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.25% |
Advisory fees will not exceed an annual fee of 1.25% and are negotiable. A separate administrative technology platform fee beginning at 0.05% applies, subject to a minimum quarterly fee of $10 ($40 annually).
Fee Estimator
Location
430 E Douglas Ave, Suite 400, Wichita, KS, 67202
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Richard is a Director on the Advisory Board for Audaciter Capital Management Diversified Income Fund, dedicating minimal time to basic board responsibilities and fund manager recommendations. He also serves as a Board Member and Treasurer for Exploration Place, a science museum, spending minimal time in investment, finance, and audit committee roles.
Employment History
Current Registrations
Ima Advisory Services, INC.
Previous Registrations
Ima WealthBroker
Vsr Advisory Services
Vsr Financial Services, INC.Broker
Strategic Advisers, INC.
Fidelity Brokerage Services LLCBroker
Wealth Monitors, INC.Broker
PFS Investments INC.Broker
Birchtree Financial Services, INC.Broker
American Century Brokerage, INC.Broker
American Century Investment Services INC.Broker
Olde Discount CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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