Brent Ward
Brent Ward is a registered investment advisor at Foundations Investment Advisors LLC, based in Wilton, CA, with 26 years of industry experience. Brent operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 25,166 clients with $7.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
A $150 annual minimum management fee will be assessed on all accounts. All accounts will also be assessed a $50 annual administrative and technology fee (ATF) at the end of the January billing cycle. The fee schedule may not be the actual fee charged, but the maximum fee charged. Sub-Adviser fees are included in the fee schedule above.
Fee Estimator
Location
Wilton, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brent is an independent insurance agent selling life, long-term care, fixed annuity, and disability insurance products, dedicating about 10-20% of his time to trading. He is also an advisory representative of a Registered Investment Advisor (RIA), spends minimal time as a board director/finance committee member for Elk Grove Adult Community Training, and is a realtor.
Employment History
Current Registrations
Foundations Investment Advisors LLC
Previous Registrations
Foundations Investment Advisors LLC
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
The Retirement Group, LLC
Fsc Securities CorporationBroker
On Investment Management CO
The O.N. Equity Sales CompanyBroker
Securities Management & Research, INC.Broker
Ameritas Investment CORP.Broker
Ameritas Investment CORP
London Pacific Advisors
London Pacific Securities, INC.Broker
Macken Securities, INC.Broker
Signator Investors, INC.Broker
Equity Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.