Karen Betzag is a registered investment advisor at Morgan Stanley, based in New York, NY, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
55 East 52nd Street, 7th Floor, New York, NY, 10055
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
November 2021 - Present · 4 yrs 10 mos
Morgan StanleyBroker
November 2021 - Present · 4 yrs 10 mos
Previous Registrations
UBS Financial Services INC.
November 2020 - November 2021 · 1 yr
UBS Financial Services INC.Broker
November 2020 - November 2021 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2013 - November 2020 · 7 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2012 - November 2020 · 8 yrs 7 mos
Morgan Stanley Smith Barney LLC
March 2010 - April 2012 · 2 yrs 1 mo
Morgan Stanley Smith BarneyBroker
June 2009 - April 2012 · 2 yrs 10 mos
Morgan Stanley & CO. IncorporatedBroker
June 2007 - June 2009 · 2 yrs
Citigroup Global Markets INC.Broker
May 2004 - June 2007 · 3 yrs 1 mo
State Registrations43 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.