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Rafael Williamson

15 Years of Experience
Weehawken, NJ
1 DisclosureBroker

Rafael Williamson is a registered investment advisor at UBS Financial Services INC., based in Weehawken, NJ, with 15 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

1200 Harbor Boulevard, Weehawken, NJ, 07086

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History

Regulatory History (1)
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Customer Dispute
February 2025
Settled
Employment History
Current Registrations
UBS Financial Services INC.Broker
October 2015 - Present · 10 yrs 7 mos
UBS Financial Services INC.
October 2015 - Present · 10 yrs 7 mos
UBS Financial Services INC.
October 2015 - Present · 10 yrs 7 mos
Previous Registrations
Lcg Pcg
July 2014 - April 2015 · 9 mos
International Assets Investment Management, LLC
November 2010 - May 2011 · 6 mos
International Assets Advisory, LLCBroker
November 2010 - May 2011 · 6 mos
Dewaay Advisory
January 2010 - November 2010 · 10 mos
Dewaay Financial Network, LLCBroker
January 2010 - November 2010 · 10 mos
Hampton Hedge Fund Marketing, LLCBroker
October 2009 - December 2009 · 2 mos
Gunnallen Financial, INC
September 2006 - April 2009 · 2 yrs 7 mos
Gunnallen Financial, INCBroker
February 2006 - April 2009 · 3 yrs 2 mos
State Registrations35 states
AKAZCACOCTDCDEFLGAIDILINLAMAMDMIMNMONCNHNJNVNYOHOKORPAPRSCTNTXUTVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.