JT
CFA
JT
CFA

John Towers

17 Years of Experience
New York, NY

John Towers is a CFA-designated registered investment advisor at Moffettnathanson, based in New York, NY, with 17 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 325 clients.

Compensation
N/A
Firm Size
2 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1325 Avenue of the Americas, 29th Floor, New York, NY, 10019

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Moffettnathanson
October 2023 - Present · 2 yrs 7 mos
Previous Registrations
Leerink Partners LLCBroker
June 2022 - October 2023 · 1 yr 4 mos
Sanford C. Bernstein & CO., LLCBroker
December 2000 - April 2013 · 12 yrs 4 mos
Sanford C. Bernstein & CO., INC.Broker
November 1999 - December 2000 · 1 yr 1 mo
State Registrations1 state
CT
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.