TrueAdvisor
TrueAdvisor
CY
CY

Charlie Yeung

Citigroup Global Markets INC.
29 Years of Experience
Flushing, NY
4 DisclosuresBroker
View SEC Summary
View SEC Summary

Charlie Yeung is a registered investment advisor at Citigroup Global Markets INC., based in Flushing, NY, with 29 years of industry experience. Charlie is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 59,829 clients with $56B in assets under management.

Citigroup Global Markets INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2402 advisors
IM Fee
Planning only
Assets Under Management
$56.0B

Fee Structure

Citigroup Global Markets provides a comprehensive written financial plan at no direct fee to eligible clients of Citi Private Bank and Citi Global Wealth at Work. The service includes developing a financial profile, analyzing current financial position, and providing recommendations for education, retirement, estate planning, and other long-term goals.

One-Time Plan:$0
View Full SEC Brochure

Location

Citi Retail Banking, 38-17 Main Street, Flushing, NY, 11354

Get directions

History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2016
Settled
Customer Dispute
July 2005
Denied
Customer Dispute
April 2002
Closed-No Action
Customer Dispute
February 2002
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Charlie is associated with The Bohea Associates LTD, a food importer and wholesaler, since 2004. He has no responsibility for its day-to-day operations and spends no time on this business during trading hours.

Employment History
Current Registrations
Citigroup Global Markets INC.
May 2007 - Present · 19 yrs 5 mos
Citigroup Global Markets INC.
May 2007 - Present · 19 yrs 5 mos
Citigroup Global Markets INC.Broker
May 2007 - Present · 19 yrs 5 mos
Previous Registrations
Citicorp Investment Services
December 2004 - May 2007 · 2 yrs 5 mos
Citicorp Investment ServicesBroker
February 1998 - May 2007 · 9 yrs 3 mos
Waterhouse Securities, INC.Broker
October 1996 - February 1998 · 1 yr 4 mos
State Registrations28 states
ARAZCACOCTDEFLGAMAMDMEMIMTNCNHNJNVNYOHORPARISCTNTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Flushing, NY →All financial advisors in New York →