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Colleen Peterson

Strategic Advisers LLC
19 Years of Experience
Austin, TX
1 DisclosureBroker
View SEC Summary
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Colleen Peterson is a registered investment advisor at Strategic Advisers LLC, based in Austin, TX, with 19 years of industry experience. Colleen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 2,401,763 clients with $1400B in assets under management.

Strategic Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
16991 advisors
Number of Clients
2,401,763 clients
Average Client Portfolio
$570K average
Assets Under Management
$1370.1B

Fee Structure

Minimum Investment:None
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K0.85%
$100K - $250K0.80%
$250K+0.70%

Rates shown are the standard maximum gross advisory fees for plans with less than 20% employee enrollment. For plans with greater than 20% enrollment, the tiers are 0.80% for the first $100K, 0.70% for $100K-$250K, and 0.60% for assets over $250K. Fees are subject to a plan credit amount that reduces the gross fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

405 N Lamar Blvd, Austin, TX, 78703-5409

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History

Regulatory History (1)
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Criminal
June 1995
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Strategic Advisers LLC
March 2025 - Present · 1 yr 7 mos
Fidelity Brokerage Services LLC
June 2018 - Present · 8 yrs 4 mos
Fidelity Brokerage Services LLCBroker
June 2018 - Present · 8 yrs 4 mos
Previous Registrations
Fidelity Personal and Workplace Advisors
October 2018 - March 2025 · 6 yrs 5 mos
Charles Schwab & CO., INC.Broker
October 2005 - September 2008 · 2 yrs 11 mos
Charles Schwab & CO., INC.
October 2005 - September 2008 · 2 yrs 11 mos
Ftb Advisors, INC.
June 2005 - October 2005 · 4 mos
First Tennessee Brokerage, INC.Broker
June 2005 - October 2005 · 4 mos
Citistreet Financial Services LLC
September 2004 - December 2004 · 3 mos
Citistreet Equities LLCBroker
September 2004 - December 2004 · 3 mos
Strategic Advisers, INC.
February 2003 - September 2004 · 1 yr 7 mos
Fidelity Brokerage Services LLCBroker
August 1996 - September 2004 · 8 yrs 1 mo
State Registrations29 states
ALARAZCACODCFLGAILINKSKYLAMAMIMOMSNCNJNMNYOHOKORTNTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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