Sean Riley
Sean Riley is a registered investment advisor at LPL Financial LLC, based in Manchester, NH, with 28 years of industry experience. Sean is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
686 Chestnut Street, Manchester, NH, 03104-3009
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Sean works for Stephen Eldridge & Company Inc as a third-party administrator and Eldridge Investment Advisors as a registered investment advisor. Sean is also an agent for non-variable insurance since 2022.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Eldridge Investment Advisors INC
Previous Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Cole Capital CorporationBroker
Metlife Investors Distribution CompanyBroker
Metlife Investors Distribution CompanyBroker
Mfs Fund Distributors, INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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