Paul Berghoff
Paul Berghoff is a registered investment advisor at Centennial Securities Company INC, based in Chicago, IL, with 29 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 2,691 clients with $1.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Centennial Securities offers investment management services where fees are based on the value of your portfolio. The specific fee is disclosed in your Investment Management Agreement, and may be negotiable. The standard fee schedule is:
- Under $500,000: 0.75% – 2.00% per year
- $500,000 – $1,000,000: 0.50% – 1.75% per year
- Over $1,000,000: 0.25% – 1.50% per year
Fees are billed and paid quarterly in advance, based on the value of your account at the end of the previous quarter.
Location
135 S. Lasalle Street, Suite 3710, Chicago, IL, 60603
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Paul is the president of Berghoff & Company, Inc. since 1996, supporting investment, insurance, and real estate brokerage sales and operations, and spends a few hours per week on this. Paul is also responsible for all business operations of Season Seats LLC, which provides client entertainment and travel experiences, and spends a few hours per week on this outside of trading hours.
Employment History
Current Registrations
Centennial Securities Company INC
Centennial Securities Company, INC.Broker
Previous Registrations
Berghoff & Company Capital Management, INC.
Berghoff & Company, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.