James Mothorpe
James Mothorpe is a CFP-designated registered investment advisor at Capital Investment Advisory Services, LLC, based in Peachtree City, GA, with 29 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 5,673 clients with $1.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The standard fee is 2% annually, but it may be negotiable. CIAS may also recommend third-party managed accounts, where fees are determined by the third-party provider, but the total combined advisory fee should not exceed 2%.
Fee Estimator
Location
205 Kentwood Drive, Peachtree City, GA, 30269
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an agent for National Insurance Brokerage, selling long-term life and long-term care insurance, and with Senior Market Sales, Inc., providing Medicare Supplement opportunities. He also sells fixed products through Capital Insurance Affiliates and is the owner/founder of J. Andrew Mothorpe, LLC, created for investment business, and a volunteer ambassador for the Fayette County Chamber of Commerce.
Employment History
Current Registrations
Capital Investment Advisory Services, LLC
Capital Investment Group, INC.Broker
Previous Registrations
Equity Services, INC.Broker
Veravest Investments, INC.Broker
Sunamerica Securities, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.