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Charles Gabriel Herendeen

27 Years of Experience
BrokerSells Insurance
Areas of Practice
Retirement PlanningEducation PlanningEstate PlanningInvestment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
9179 advisors
Number of Clients
574,829 clients
Average Client Portfolio
$348K average
Assets Under Management
$200.3B

Fee Structure

Minimum Investment:$5.5K
Financial Planning:Investment management only
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Location

18700 N. Hayden Road, Suite 255, Scottsdale, AZ, 85255

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Charles is an investment adviser representative for Novem Group and Osaic Wealth, Inc., and a registered representative for Osaic Wealth, Inc., spending about half of his time on these activities. He is also an insurance agent and a board member and treasurer for two other organizations, dedicating minimal time to each.

Employment History
Current Registrations
Osaic Wealth, INC.Broker
October 2024 - Present · 1 yr 4 mos
Osaic Wealth, INC.
October 2024 - Present · 1 yr 4 mos
Novem Group
February 2015 - Present · 11 yrs
Previous Registrations
American Portfolios Advisors, INC
February 2010 - October 2024 · 14 yrs 8 mos
American Portfolios Financial Services, INC.Broker
March 2006 - October 2024 · 18 yrs 7 mos
L.M. Kohn & CompanyBroker
March 2004 - March 2006 · 2 yrs
Hsbc Brokerage (USA) INC.Broker
October 1999 - January 2004 · 4 yrs 3 mos
Paychex Securities CorporationBroker
November 1996 - December 1997 · 1 yr 1 mo
State Registrations9 states
CAFLMAMENCNYOHSCVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.