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CY
CFP
CY
CFP
Carol Emma York
Keystone Private Wealth
27 Years of Experience
1 Disclosure
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Retirement Planning
Estate Planning
Financial Planning & Coaching
High Net Worth
Keystone Private Wealth
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
11 advisors
Number of Clients
535 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$692.1M
Fee Structure
Financial Planning:
Included in AUM fee
Investment Management
Planning
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Location
73575 El Paseo, Suite 2300, Palm Desert, CA, 92260
Get directions
History
Regulatory History (1)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
.
Customer Dispute
September 2017
Denied
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Keystone Private Wealth
June 2021 - Present · 4 yrs 8 mos
Previous Registrations
Cypress Wealth Services, LLC
September 2019 - September 2021 · 2 yrs
Fidelity Personal and Workplace Advisors
July 2018 - June 2019 · 11 mos
Strategic Advisers LLC
December 2012 - July 2018 · 5 yrs 7 mos
Fidelity Brokerage Services LLC
Broker
December 2012 - June 2019 · 6 yrs 6 mos
Morgan Stanley Smith Barney LLC
June 2009 - January 2012 · 2 yrs 7 mos
Morgan Stanley Smith Barney
Broker
June 2009 - January 2012 · 2 yrs 7 mos
Morgan Stanley & CO. Incorporated
Broker
December 2008 - June 2009 · 6 mos
Morgan Stanley & CO. Incorporated
December 2008 - June 2009 · 6 mos
UBS Financial Services INC.
June 2007 - December 2008 · 1 yr 6 mos
UBS Financial Services INC.
Broker
June 2007 - December 2008 · 1 yr 6 mos
Ameriprise Financial Services, INC.
December 2002 - November 2006 · 3 yrs 11 mos
Ameriprise Financial Services, INC.
Broker
September 1996 - November 2006 · 10 yrs 2 mos
Ids Life Insurance Company
Broker
September 1996 - July 2006 · 9 yrs 10 mos
State Registrations
1 state
CA
Advisor
Exams
No exam information available for this advisor.
Carol Emma York - Financial Advisor | TrueAdvisor