Roger Dailey
Roger Dailey is a registered investment advisor at Osaic Wealth, INC., based in Centennial, CO, with 29 years of industry experience. Roger operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
12835 E. Arapahoe Road, Suite 2-710, Centennial, CO, 80112
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Regulatory History (1)
Customer Dispute
May 2024Other Business ActivitiesSells Insurance
Roger is the President of Dailey Wealth Management, Inc., dedicating full-time hours to the role, including insurance sales and service. He also leads a band, Loose Change Country Band, spending a few hours per week scheduling gigs and rehearsals.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Scf Securities, INC.Broker
Scf Investment Advisors, INC.
Bay Colony Advisors
Scf Securities, INC.Broker
AXA Advisors, LLCBroker
Woodbury Financial Services, INC.Broker
Washington Square Securities, INC.Broker
Hamilton Fairchild Securities CorporationBroker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.