William Wood
William Wood is a CFP-designated registered investment advisor at Apex Strategic Wealth, LLC, based in Chattanooga, TN, with 29 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 604 clients with $290M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.25% |
| $1.0M - $2.0M | 1.80% |
| $2.0M - $5.0M | 1.55% |
| $5.0M - $25.0M | 1.00% |
| $25.0M - $50.0M | 0.90% |
| $50M+ | 0.80% |
Fees are blended across tiers. The firm imposes a minimum annual fee of $2,000 per household and may charge an annual technology fee of up to $65. Fees are negotiable.
Fee Estimator
Location
3800 St. Elmo Ave., Suite 129, Chattanooga, TN, 37409
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William is involved in several business activities, including real estate rentals, tax preparation, and providing investment advisory services through Apex Strategic Wealth, LLC. He also dedicates time to SolomonWood Financial Advisors and SolomonWood, LLC, as well as serving as a Navy Reserve Officer.
Employment History
Current Registrations
Apex Strategic Wealth, LLC
LPL Financial LLCBroker
Previous Registrations
Innovative Advisory Partners, LLC
LPL Financial LLC
Innovative Advisory Partners, LLC
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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