CE
CE

Charles Emanuel

16 Years of Experience
Chattanooga, TN
1 Disclosure

Charles Emanuel is a registered investment advisor at Apex Strategic Wealth, LLC, based in Chattanooga, TN, with 16 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 604 clients with $290M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
7 advisors
Number of Clients
604 clients
Average Client Portfolio
$484K average
Assets Under Management
$292.1M

Fee Structure

Planning is included in investment management (also available separately)
Minimum Annual Fee:$2,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M2.25%
$1.0M - $2.0M1.80%
$2.0M - $5.0M1.55%
$5.0M - $25.0M1.00%
$25.0M - $50.0M0.90%
$50M+0.80%

Fees are blended across tiers. The firm imposes a minimum annual fee of $2,000 per household and may charge an annual technology fee of up to $65. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

3800 St. Elmo Ave., Suite 129, Chattanooga, TN, 37409

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History

Regulatory History (1)
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Criminal
August 2015
Final Disposition
Employment History
Current Registrations
Apex Strategic Wealth, LLC
May 2020 - Present · 6 yrs 5 mos
Previous Registrations
Innovative Advisory Partners, LLC
February 2017 - June 2020 · 3 yrs 4 mos
LPL Financial LLC
June 2014 - July 2014 · 1 mo
Innovative Advisory Partners, LLC
May 2014 - December 2016 · 2 yrs 7 mos
Barnett & CO INC
January 2011 - March 2014 · 3 yrs 2 mos
Morgan Keegan & Company, INC.
August 2008 - December 2009 · 1 yr 4 mos
State Registrations1 state
TN
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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