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Mark Miller
29 Years of Experience
Farmington Hills, MI
2 DisclosuresBroker
Mark Miller is a registered investment advisor at Morgan Stanley, based in Farmington Hills, MI, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
35055 West Twelve Mile Road, Suite 101, Farmington Hills, MI, 48331
Get directionsHistory
Regulatory History (2)
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Customer Dispute
September 2012Settled
Customer Dispute
October 2010Settled
Other Business Activities
Mark manages rental properties through J&S Properties LLC and 8606 Fremont, LLC, and is an appointed board member of Massively Parallel Technologies Inc. These activities require minimal time outside of business hours and are not insurance-related.
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
January 2009 - June 2009 · 5 mos
Morgan Stanley & CO. IncorporatedBroker
January 2009 - June 2009 · 5 mos
UBS Financial Services INC.Broker
February 2004 - February 2009 · 5 yrs
UBS Financial Services INC.
February 2004 - February 2009 · 5 yrs
Merrill Lynch Pierce Fenner & Smith INC.
December 2000 - February 2004 · 3 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1996 - February 2004 · 7 yrs 2 mos
State Registrations35 states
ALARAZCACOCTDCFLGAILINKSKYLAMAMDMEMIMNMOMSNCNHNMNYOHORPASCTNTXUTVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.