Daniel Schmitz is a CFP-designated registered investment advisor, based in Rochester, NY, with 29 years of industry experience.
Location
190 Linden Oaks, Ste A, Rochester, NY, 14625
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Daniel is a co-owner of OakWood Financial Services, LLC, spending about a quarter of his time facilitating securities, advisory, and insurance business. He also dedicates about 10% to fixed insurance sales and minimal time to OFS20 Properties, LLC, which owns and manages commercial property.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
AXA Advisors, LLCBroker
Mony Securities CorporationBroker
Wall Street Financial Group, INC.Broker
State Registrations19 states
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