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Traci Lewis

Raymond James Financial Services Advisors, INC
7 Years of Experience
Rochester, NY
BrokerSells Insurance
View SEC Summary
View SEC Summary

Traci Lewis is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Rochester, NY, with 7 years of industry experience. Traci is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

190 Linden Oaks, Ste A, Rochester, NY, 14625

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Traci sells fixed insurance products since November 2024, dedicating minimal time to this activity. This activity is investment-related and conducted at the branch location.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
February 2026 - Present · 8 mos
Raymond James Financial Services, INC.Broker
February 2026 - Present · 8 mos
Previous Registrations
Commonwealth Financial Network
June 2019 - February 2026 · 6 yrs 8 mos
Commonwealth Financial NetworkBroker
November 2018 - February 2026 · 7 yrs 3 mos
State Registrations8 states
INMDNCNYPARITNVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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