Traci Lewis is a CFP-designated registered investment advisor, based in Rochester, NY, with 7 years of industry experience.
Location
190 Linden Oaks, Ste A, Rochester, NY, 14625
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Traci sells fixed insurance products since November 2024, dedicating minimal time to this activity. This activity is investment-related and conducted at the branch location.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
February 2026 - Present · 3 mos
Raymond James Financial Services, INC.Broker
February 2026 - Present · 3 mos
Previous Registrations
Commonwealth Financial Network
June 2019 - February 2026 · 6 yrs 8 mos
Commonwealth Financial NetworkBroker
November 2018 - February 2026 · 7 yrs 3 mos
State Registrations2 states
NYVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.