JI
JI

Javier Imbert

27 Years of Experience
Springhill, FL
1 DisclosureBroker

Javier Imbert is a registered investment advisor at Cetera Investment Advisers LLC, based in Springhill, FL, with 27 years of industry experience. Javier operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1500 Pinehurst Dr, Springhill, FL, 34606

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History

Regulatory History (1)
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Customer Dispute
August 2018
Settled
Employment History
Current Registrations
Cetera Investment Advisers LLC
April 2018 - Present · 8 yrs 1 mo
Cetera Investment Services LLCBroker
March 2018 - Present · 8 yrs 2 mos
Previous Registrations
Aegis Capital CORP.
November 2017 - December 2017 · 1 mo
Aegis Capital CORP.Broker
October 2013 - December 2017 · 4 yrs 2 mos
Oriental Financial Services CORP.Broker
September 2010 - October 2013 · 3 yrs 1 mo
MML Investors Services, INC.Broker
November 2009 - September 2010 · 10 mos
Santander SecuritiesBroker
October 2006 - September 2009 · 2 yrs 11 mos
Bbva Securities of Puerto Rico, INC.Broker
January 2002 - October 2006 · 4 yrs 9 mos
Santander SecuritiesBroker
February 1998 - January 2002 · 3 yrs 11 mos
Gunnallen Financial, INCBroker
September 1997 - December 1997 · 3 mos
State Registrations3 states
ALFLPR
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.