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CFP

Brian Vail

Raymond James Financial Services Advisors, INC
30 Years of Experience
Bohemia, NY
2 DisclosuresBroker
View SEC Summary
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Brian Vail is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Bohemia, NY, with 30 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

640 Johnson Ave Ste GL1, Bohemia, NY, 11716

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2011
Denied
Criminal
July 1978
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Brian owns and rents real estate properties, including Artless Real Estate and Vail Investments Marion Street LLC, dedicating minimal time to each. He also works as an independent contractor for Vail and Associates, a support company for RJFS, taking about half of his time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
July 2021 - Present · 5 yrs 3 mos
Raymond James Financial Services, INC.Broker
August 2020 - Present · 6 yrs 2 mos
Previous Registrations
Ameriprise Financial Services, INC.
November 2007 - June 2015 · 7 yrs 7 mos
Ameriprise Financial Services, LLCBroker
September 1996 - August 2020 · 23 yrs 11 mos
Ids Life Insurance CompanyBroker
September 1996 - July 2006 · 9 yrs 10 mos
State Registrations24 states
CACOCTFLGALAMAMDMIMSMTNCNENHNJNVNYORPASCTNVAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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