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Richard Ehli

Raymond James Financial Services Advisors, INC
27 Years of Experience
Bohemia, NY
2 DisclosuresBroker
View SEC Summary
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Richard Ehli is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Bohemia, NY, with 27 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

640 Johnson Ave, Bohemia, NY, 11716

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2015
Denied
Customer Dispute
April 2013
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Richard is the owner of Ehli & Associates Wealth Management, a DBA for his Raymond James practice, where he works as a financial advisor. He is also an officer and president of Richard A. Ehli & Associates Inc., a corporation set up for administrative purposes, requiring minimal time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
July 2021 - Present · 5 yrs 3 mos
Raymond James Financial Services, INC.Broker
September 2019 - Present · 7 yrs 1 mo
Previous Registrations
Ameriprise Financial Services, INC.Broker
December 1998 - September 2019 · 20 yrs 9 mos
Ids Life Insurance CompanyBroker
December 1998 - July 2006 · 7 yrs 7 mos
State Registrations15 states
CADEFLGAMAMTNCNHNJNYORPARITNUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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