CB
CB

Chris Barfield

29 Years of Experience
Orlando, FL
Broker

Chris Barfield is a registered investment advisor at Raymond James & Associates, INC., based in Orlando, FL, with 29 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

301 East Pine Street, Suite 1100, Orlando, FL, 32801

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
April 2023 - Present · 3 yrs 1 mo
Raymond James & Associates, INC.
April 2023 - Present · 3 yrs 1 mo
Raymond James & Associates, INC.Broker
April 2023 - Present · 3 yrs 1 mo
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2006 - April 2023 · 16 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2006 - April 2023 · 16 yrs 7 mos
Robert W. Baird & CO. IncorporatedBroker
March 1998 - January 2002 · 3 yrs 10 mos
Northwestern Mutual Investment Services, LLCBroker
October 1996 - September 2006 · 9 yrs 11 mos
Robert W. Baird & CO. IncorporatedBroker
October 1996 - June 1997 · 8 mos
State Registrations20 states
ARAZCACOCTDCFLGAILKYMEMONCOHOKSCTNTXVAWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.