Carol Cheeks
Carol Cheeks is a registered investment advisor at Hilltop Securities Asset Management, LLC, based in Haymarket, VA, with 26 years of industry experience. Carol is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 60 clients with $38B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
Haymarket, VA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Hilltop Securities Asset Management, LLC
Hilltop Securities INC.
Hilltop Securities INC.Broker
Previous Registrations
First Southwest Company, LLCBroker
1st Global Advisors INC
1st Global Capital CORP.Broker
USAA Investment Management Company
USAA Investment Management CompanyBroker
MML Investors Services, INC.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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