Lesley Erikson is a registered investment advisor at Morgan Stanley, based in Hyannis, MA, with 10 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
45 North Street, Hyannis, MA, 02601
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
October 2022 - Present · 3 yrs 7 mos
Morgan Stanley
October 2022 - Present · 3 yrs 7 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2021 - October 2022 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2021 - October 2022 · 1 yr 2 mos
UBS Financial Services INC.
November 2020 - June 2021 · 7 mos
UBS Financial Services INC.Broker
November 2017 - June 2021 · 3 yrs 7 mos
Stifel, Nicolaus & Company, IncorporatedBroker
September 2015 - March 2016 · 6 mos
Citizens Financial Services INC.Broker
November 1998 - April 1999 · 5 mos
Phoenix Equity Planning CorporationBroker
April 1997 - October 1998 · 1 yr 6 mos
State Registrations35 states
AZCACOCTDCDEFLGAIAILINLAMAMDMEMIMONCNHNJNMNVNYOHORPARISCSDTXVAVTWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.