DC
DC

Doreen Connolly

22 Years of Experience
Tampa, FL
1 DisclosureBroker

Doreen Connolly is a registered investment advisor at Raymond James & Associates, INC., based in Tampa, FL, with 22 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

3810 Northdale Blvd., Suite 180, Tampa, FL, 33624

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History

Regulatory History (1)
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Judgment / Lien
January 2010
Other Business Activities

Doreen is the president of the parent group for Mary Jos Performing Arts Academy, dedicating a few hours per week. She is also the founder/leader of The Krewe of Ann Jeffrey, a non-profit organization, spending a few hours per week on this activity.

Employment History
Current Registrations
Raymond James & Associates, INC.
February 2008 - Present · 18 yrs 3 mos
Raymond James & Associates, INC.Broker
February 2008 - Present · 18 yrs 3 mos
Previous Registrations
Robert W. Baird & CO. Incorporated
October 2005 - February 2008 · 2 yrs 4 mos
Robert W. Baird & CO. IncorporatedBroker
August 2003 - February 2008 · 4 yrs 6 mos
State Registrations1 state
FL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.