Mitchell Wonboy is a registered investment advisor, based in Malvern, PA, with 25 years of industry experience.
Location
100 Vanguard Blvd, Malvern, PA, 19355
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mitchell maintains an insurance license, though he dedicates no time to it. This activity is investment-related.
Employment History
Current Registrations
Vanguard Advisers, INC.
January 2025 - Present · 1 yr 4 mos
Vanguard Marketing CorporationBroker
January 2025 - Present · 1 yr 4 mos
Vanguard Marketing Corporation
January 2025 - Present · 1 yr 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2023 - January 2025 · 1 yr 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2023 - January 2025 · 1 yr 6 mos
Equitable Advisors, LLC
February 2023 - May 2023 · 3 mos
Equitable Advisors, LLCBroker
January 2023 - May 2023 · 4 mos
Strategic Wealth Management Solutions LLC
April 2022 - December 2022 · 8 mos
Fisher Investments
April 2020 - August 2021 · 1 yr 4 mos
Sgim
January 2018 - March 2020 · 2 yrs 2 mos
Fisher Investments
July 2016 - November 2017 · 1 yr 4 mos
J.P. Morgan Securities LLCBroker
August 2011 - May 2016 · 4 yrs 9 mos
UBS Financial Services INC.Broker
February 2011 - August 2011 · 6 mos
UBS Financial Services Incorporated of Puerto RicoBroker
February 2011 - August 2011 · 6 mos
UBS Securities LLCBroker
August 2009 - May 2010 · 9 mos
Credit Suisse Securities (USA) LLCBroker
August 2008 - September 2009 · 1 yr 1 mo
UBS Securities LLCBroker
May 2003 - July 2008 · 5 yrs 2 mos
J.P. Morgan Securities INC.Broker
September 2002 - May 2003 · 8 mos
J.P. Morgan Securities INC.Broker
January 2001 - July 2001 · 6 mos
J.P. Morgan Securities INC.Broker
May 1997 - May 2001 · 4 yrs
Richard A. Rosenblatt & Company, INC.Broker
February 1997 - March 1997 · 1 mo
State Registrations3 states
NYPATX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.