Mark Ripley is a CFP-designated registered investment advisor at LPL Financial LLC, based in Queensbury, NY, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
402 Bay Rd, Queensbury, NY, 12801
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Mark has a DBA called Glens Falls National Investment Services since 2011. He also works for Glens Falls National Bank & Trust Co. as a program manager and relationship manager/business development officer, spending about 30% of his time and a few hours per week, respectively. Finally, he has a DBA for his LPL business.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLC
Previous Registrations
Uvest Financial Services Group, INC.
Uvest Financial Services Group, INC.Broker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Uvest Financial Services Group, INC.
Uvest Financial Services Group, INC.Broker
Mcdonald Investments INC.
Mcdonald Investments INC.Broker
Key Investments INC.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.