Philip Faulk
Philip Faulk is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Knoxville, TN, with 23 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1111 Northshore Drive, Suite S-600, Knoxville, TN, 37919
Get directionsHistory
Regulatory History (3)
Customer Dispute
February 2017Customer Dispute
July 2010Customer Dispute
June 2010Other Business Activities
Philip works full-time as an investment advisor at Pinnacle Financial Partners and Pinnacle Bank, providing wealth management advice. He also spends about a quarter of his time as an associate/employee at Pinnacle Asset Management, building relationships and managing client investment accounts.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Raymond James & Associates, INC.Broker
Raymond James & Associates, INC.
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
Nbc Capital Markets Group, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.