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Darin Patterson

Raymond James Financial Services Advisors, INC
28 Years of Experience
Knoxville, TN
3 DisclosuresBrokerSells Insurance
View SEC Summary
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Darin Patterson is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Knoxville, TN, with 28 years of industry experience. Darin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5537 Kingston Pike, Knoxville, TN, 37919

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2014
Denied
Customer Dispute
November 2009
Denied
Customer Dispute
April 2009
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Darin works as a financial advisor for FirstBank and FirstBank Investment Partners, dedicating about half of his time to each. He is also an agent for FirstBank Insurance Inc, spending about 10-20% of his time there.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2021 - Present · 5 yrs 9 mos
Raymond James Financial Services, INC.Broker
January 2021 - Present · 5 yrs 9 mos
Previous Registrations
LPL Financial LLCBroker
February 2019 - January 2021 · 1 yr 11 mos
LPL Financial LLC
February 2019 - January 2021 · 1 yr 11 mos
Ftb Advisors, INC.
October 2013 - February 2019 · 5 yrs 4 mos
Ftb Advisors, INC.
December 2008 - October 2013 · 4 yrs 10 mos
Ftb Advisors, INC.
June 2003 - March 2012 · 8 yrs 9 mos
Ftb Advisors, INC.Broker
December 2002 - February 2019 · 16 yrs 2 mos
Linsco/private Ledger CORP.Broker
August 2000 - December 2002 · 2 yrs 4 mos
Ascend Financial Services, INC.Broker
July 1998 - August 2000 · 2 yrs 1 mo
State Registrations9 states
CAFLGAKYRISCTNTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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