DP
DP

Darin Patterson

27 Years of Experience
Knoxville, TN
3 DisclosuresBrokerSells Insurance

Darin Patterson is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Knoxville, TN, with 27 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

5537 Kingston Pike, Knoxville, TN, 37919

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2014
Denied
Customer Dispute
November 2009
Denied
Customer Dispute
April 2009
Denied
Other Business ActivitiesSells Insurance

Darin works as a financial advisor for FirstBank and FirstBank Investment Partners, dedicating about half of his time to each. He is also an agent for FirstBank Insurance Inc, spending about 10-20% of his time there.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2021 - Present · 5 yrs 4 mos
Raymond James Financial Services, INC.Broker
January 2021 - Present · 5 yrs 4 mos
Previous Registrations
LPL Financial LLCBroker
February 2019 - January 2021 · 1 yr 11 mos
LPL Financial LLC
February 2019 - January 2021 · 1 yr 11 mos
Ftb Advisors, INC.
October 2013 - February 2019 · 5 yrs 4 mos
Ftb Advisors, INC.
December 2008 - October 2013 · 4 yrs 10 mos
Ftb Advisors, INC.
June 2003 - March 2012 · 8 yrs 9 mos
Ftb Advisors, INC.Broker
December 2002 - February 2019 · 16 yrs 2 mos
Linsco/private Ledger CORP.Broker
August 2000 - December 2002 · 2 yrs 4 mos
Ascend Financial Services, INC.Broker
July 1998 - August 2000 · 2 yrs 1 mo
State Registrations8 states
CAFLGAKYRISCTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Darin Patterson - Financial Advisor | TrueAdvisor