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Stefanie Scarp

29 Years of Experience
Westchester, IL
1 DisclosureBroker

Stefanie Scarp is a registered investment advisor at Wells Fargo Advisors, based in Westchester, IL, with 29 years of industry experience. Stefanie is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

11000 31st St, Westchester, IL, 60154

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 1998
Closed-No Action
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
September 2024 - Present · 2 yrs 1 mo
Wells Fargo Advisors
September 2024 - Present · 2 yrs 1 mo
Previous Registrations
U.S. Bancorp Investments, INC.Broker
May 2018 - September 2024 · 6 yrs 4 mos
U.S. Bancorp Investments, INC.
May 2018 - September 2024 · 6 yrs 4 mos
PNC InvestmentsBroker
July 2016 - May 2018 · 1 yr 10 mos
PNC Investments
July 2016 - May 2018 · 1 yr 10 mos
Commonwealth Financial Network
January 2016 - June 2016 · 5 mos
Commonwealth Financial NetworkBroker
January 2016 - June 2016 · 5 mos
Cetera Investment Advisers LLC
January 2014 - December 2015 · 1 yr 11 mos
Cetera Investment Services LLCBroker
December 2011 - December 2015 · 4 yrs
Cetera Investment Services LLC
December 2011 - January 2014 · 2 yrs 1 mo
Vision Asset Management INC
April 2003 - September 2009 · 6 yrs 5 mos
Vision Investment Services, INC.Broker
April 2003 - December 2011 · 8 yrs 8 mos
Raymond James Financial Services, INC.Broker
September 2001 - April 2003 · 1 yr 7 mos
Lasalle St Securities, L.L.C.Broker
October 1996 - September 2001 · 4 yrs 11 mos
State Registrations9 states
AZCAFLIAILINSCTNWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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